Compliance Specialist, Assistant Manager - Kuala Lumpur, Malaysia - Ingenious Job

Ingenious Job
Ingenious Job
Verified Company
Kuala Lumpur, Malaysia

2 weeks ago

Siti Tan

Posted by:

Siti Tan

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Description

Location:
Bukit Bintang, Kuala Lumpur


Company background:

Global investment bank that engages in brokerage services, private wealth management, investment banking, investment management and financial research


Responsibilities:


  • Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend followup corrective actions
  • Liaise with local management, staff and compliance management in the determination, followup and escalation of issues arising from monitoring activities.
  • Ensure proper reporting of violations or potential violations to Head of Compliance
  • Assist in reporting and followup of any compliance related internal investigations
  • Assist in the preparation of internal reports as requested in order to keep Head of Compliance informed of the progress of compliance efforts, including preparation of materials for the Audit & Risk Management Committee and Board Meetings.

Requirements:


  • Degree holder
  • Preferably with 3 years experience in Investment Audits
  • Familiar with Derivatives
  • Must be able to sit for SIDC's Module 1
  • To be able to adapt and advise on current market trend of the capital market.
  • Willing to lead a team / stakeholders and be proactive.

Salary:
RM6, RM7,000.00 per month


Benefits:


  • Health insurance
  • Maternity leave
  • Meal allowance
  • Opportunities for promotion
  • Parental leave
  • Professional development
  • Vision insurance

Schedule:

  • Day shift
  • Monday to Friday

Supplemental pay types:

  • 13th month salary
  • Overtime pay
  • Performance bonus
  • Yearly bonus

Application Question(s):

  • How many years of experience in Investment Audit ?
  • Do you passed SIDC Module 11 ?
  • What is your expected salary ?
  • When you are available to work ?

Experience:


  • Compliance: 3 years (required)
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