Assistant Manager, Compliance - Kuala Lumpur, Malaysia - Ingenious Job

Ingenious Job
Ingenious Job
Verified Company
Kuala Lumpur, Malaysia

1 week ago

Siti Tan

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Siti Tan

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Description

Location:
Jalan Bukit Bintang, KL


Job Scopes:


  • Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend followup corrective actions.
  • Liaise with local management, staff and compliance management in the determination, followup and escalation of issues arising from monitoring activities especially in
    fund management activity.
  • Ensure proper reporting of violations or potential violations to Head of Compliance.
  • Assist in reporting and followup of any compliance related internal investigations
  • Assist in the preparation of internal reports as requested in order to keep Head of Compliance informed of the progress of compliance efforts, including preparation of materials for the Audit & Risk Management Committee and Board Meetings.

Requirements:


  • Preferably with
    3 years experience in Audit, Compliance, Operations or Risk Management.
  • Experience in Fund Management industry and passed Module 9, 10 and 11 of Securities Industry Development Corporation ("SIDC") Licensing Examinations
  • Possess good understanding of the regulatory requirements pertaining to Securities Commission, FIMM and/or Bank Negara Malaysia.

Job Types:
Full-time, Permanent


Salary:
RM6, RM7,000.00 per month


Benefits:


  • Free parking
  • Health insurance
  • Maternity leave
  • Opportunities for promotion
  • Parental leave
  • Professional development
  • Vision insurance

Schedule:

  • Day shift
  • Monday to Friday

Supplemental pay types:

  • 13th month salary
  • Performance bonus
  • Yearly bonus

Application Question(s):

  • Do you passed Module 9, 10 and 11 of SIDC Licensing Examinations ?
  • What is your expected salary ?
  • When you are able to start work ?

Experience:


  • Compliance (Fund Management): 1 year (required)
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