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- Conduct Trade and Communication surveillance activities on Group Treasury dealers to detect potential market misconduct via available resources
- Develop and progressively enhance surveillance approach to detect and address potential market misconduct
- Ensure timely escalation of any issues/concerns to Senior Management and Board, where relevant
- Conduct Trade and Communication surveillance and analysis on Group Treasury dealers to ensure compliance with the regulatory requirements
- Liaise with key stakeholders and subject matter experts to ensure the surveillance scope and controls are up to-date and relevant
- Enhance and/or recalibrate existing surveillance indicators to ensure effective surveillance
- Contribute to the design and development of compliance controls to enhance overall surveillance oversight. This includes developing new scenarios, parameters or triggers, where relevant, to detect potential market misconduct
- Perform necessary review, investigation and escalation to the Team Lead/ Circle Lead if there is any potential gaps or breaches identified
- Provide periodical reports and/or ad-hoc reports for Senior Management and Board notification/ approval, where relevant
- Keep abreast of changes and developments in the regulatory environment, and conduct analysis on potential gaps in surveillance activities, where relevant
- Assist with Regulatory Limit Monitoring, as and when needed
- Any other duties assigned by the Team Lead/ Circle Lead/ Head of Group Regulatory Compliance Requirements
- Bachelor's Degree or relevant professional qualifications.
- Regulatory compliance certification from accredited body will be advantageous
- PPKM
- Possess at least 5 to 7 years of experience/ knowledge in Treasury/Market surveillance and/or regulatory compliance
- Experience in market/ financial risk management or surveillance related work will be advantageous
- Experience specifically in Treasury related surveillance will be advantageous
- Good acumen to detect any potential regulatory gaps and breaches
- Knowledgeable in financial regulations and governing laws
- Good management skills
- Good communication and writing skills
- Good analytical and organisational skills Benefits
Senior Specialist, Treasury Surveillance - Kuala Lumpur, Malaysia - RHB Banking Group
Description
Description
Primary Objective:
Key Responsibilities:
Requirements:
Formal Education:
Professional Accreditation:
Preferred level of Experience (by years/function/industry):
Other skills required:
Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards