Senior Specialist, Treasury Surveillance - Kuala Lumpur, Malaysia - RHB Banking Group

    RHB Banking Group background
    Permanent
    Description

    Description

    Primary Objective:

  • Conduct Trade and Communication surveillance activities on Group Treasury dealers to detect potential market misconduct via available resources
  • Develop and progressively enhance surveillance approach to detect and address potential market misconduct
  • Ensure timely escalation of any issues/concerns to Senior Management and Board, where relevant
  • Key Responsibilities:

  • Conduct Trade and Communication surveillance and analysis on Group Treasury dealers to ensure compliance with the regulatory requirements
  • Liaise with key stakeholders and subject matter experts to ensure the surveillance scope and controls are up to-date and relevant
  • Enhance and/or recalibrate existing surveillance indicators to ensure effective surveillance
  • Contribute to the design and development of compliance controls to enhance overall surveillance oversight. This includes developing new scenarios, parameters or triggers, where relevant, to detect potential market misconduct
  • Perform necessary review, investigation and escalation to the Team Lead/ Circle Lead if there is any potential gaps or breaches identified
  • Provide periodical reports and/or ad-hoc reports for Senior Management and Board notification/ approval, where relevant
  • Keep abreast of changes and developments in the regulatory environment, and conduct analysis on potential gaps in surveillance activities, where relevant
  • Assist with Regulatory Limit Monitoring, as and when needed
  • Any other duties assigned by the Team Lead/ Circle Lead/ Head of Group Regulatory Compliance
  • Requirements

    Requirements:

    Formal Education:

  • Bachelor's Degree or relevant professional qualifications.
  • Professional Accreditation:

  • Regulatory compliance certification from accredited body will be advantageous
  • PPKM
  • Preferred level of Experience (by years/function/industry):

  • Possess at least 5 to 7 years of experience/ knowledge in Treasury/Market surveillance and/or regulatory compliance
  • Experience in market/ financial risk management or surveillance related work will be advantageous
  • Experience specifically in Treasury related surveillance will be advantageous
  • Good acumen to detect any potential regulatory gaps and breaches
  • Other skills required:

  • Knowledgeable in financial regulations and governing laws
  • Good management skills
  • Good communication and writing skills
  • Good analytical and organisational skills
  • Benefits

    Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards