- Provide accurate MIS reporting data and/ or MIS queries to the Group Compliance/ Senior Management/ Anti Money Laundering Committee (AMLC)
- Meeting Provide accurate and timely MIS reporting data to branches on High Risk Customers and Moderate Risk Customers Provide Anti Money Laundering/ Counter Financing of Terrorism (AML/CFT) clearance request submitted by BU/ SU for retention of customers due to restricted relationships / adverse media
- Provide AML/CFT clearance request submitted by BU/ SU for retention of customers due to questionable activities (relationship review)
- Provide ad-hoc name screening and reputational checks on customers as requested by Group Compliance and Bank Negara Malaysia
- Prepare AML/CFT Questionnaire for Correspondent Banking within the agreed time frame Perform the name screening on new addition to Special Reference List (SRL) and Media tracker and timely maintenance of Internal Blacklist (IBL) Provide advice to BU/ SU on AML/CFT matters
- Professionally qualified – Graduate or Post Graduate in a numerate or research discipline
- Minimum of 2 years (SO), 4 years (Mgr), 6 years (AVP) of overall experience with experience general financial crime (fraud / sanctions / anti money laundering) or intelligence experience
- Exposure to business/ corporate intelligence/law enforcement and/ or regulatory experience Excellent analytical and report-writing skills
MGR, Compliance Analyst - Kuala Lumpur, Malaysia - United Overseas Bank
Description
MGR, Compliance Analyst (Policy & Sanction)
Posting Date: 25-May-2023 Location:Kuala Lumpur, Wilayah Persekutuan, MY
Company: United Overseas Bank (Malaysia) BhdAbout UOB
United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices.
Our history spans more than 80 years. Over this time, we have been guided by our values — Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.
About the Department
The Compliance function is a strategic partner and a trusted business enabler to the Board and senior management. It is our responsibility to ensure that the Group continuously fulfils its regulatory obligations in today's tight and dynamic regulatory landscape. To do that, we work closely with internal stakeholders to identify and to assess regulatory risks. This collaboration also includes developing practical solutions that integrate regulations into operational requirements as well as actively shaping and promoting stronger compliance culture and literacy in the Bank.
Job Responsibilities
Job Requirements