No more applications are being accepted for this job
- Supporting the Risk Manager and the Head of Internal Audit and Risk
- Supporting the wider business in working within relevant regulatory frameworks
- Ensuring risk policies are complied with within reasonable risk parameters
- Championing risk management through profile maintenance, control review, challenge and development
- Supporting the enhancement of Risk Management frameworks, policy statements and methodology, ensuring it is aligned with best practice.
- Providing independent reports to management and stakeholders with respect to risk control reviews and testing in the organization.
- Updating and publishing operational policies and procedures to achieve identified risk management objectives
- Maintain a library of business unit risk profiles. As risk profiles are defined and embedded, performing routine control testing and attestation work.
- Leading the Risk Management capability for the KL Office and partnering with the Operational business.
- Staying informed of all appropriate current and upcoming regulatory environments and frameworks.
- Promoting appropriate risk behavior and culture by the effective communication and dissemination of risk strategy, policies and processes.
- Identifying and providing developmental risk training to relevant staff.
- Supporting the Risk Manager in other risk-related tasks.
- Bachelor's degree in Commerce / Accounting / Finance, or relevant field.
- A minimum of 3+ years' experience as a Risk or Compliance Officer or similar position.
- Working experience in the broking and wealth industry is desirable, but not necessary.
- Strong knowledge of financial services, financial crime and back office operations.
- Strong written and verbal communication skills and interpersonal abilities.
- Highly organized with the ability to manage a varied workload.
- High level of attention to detail and accuracy.