Assistant Manager, Compliance - Malaysia, Kuala Lumpur - Tokio Marine Insurance Group (Asia)

    Tokio Marine Insurance Group (Asia)
    Tokio Marine Insurance Group (Asia) Malaysia, Kuala Lumpur

    3 weeks ago

    Default job background
    Full time Insurance

    • To support the Compliance Manager in preparing documentations relating to compliance and the reporting pack for the Compliance Committee and the Executives.
    • To support the Compliance Manager in the identification and mitigation of regulatory risks including identification and implication of emerging regulatory issues.
    • Develop, document and maintain compliance procedures.
    • To support the Compliance Manager in the policy development and review process.
    • To assist or at times conduct staff training to raise awareness and understanding of regulatory and compliance matters and provide advice on compliance related matters as appropriate to the business.
    • To regularly assist Compliance Manager to review processes and procedures in association with relevant senior management, confirming accordance with current BNM requirements and suggesting alternatives where appropriate.
    • To maintain/upkeep a database or record of press articles, letters and briefings regarding compliance, promote management awareness and co-ordinate responses to proposed regulatory changes.
    • To assist with reporting in respect of Anti-Money Laundering matters when required.
    • To be able to perform Sanction Screening and disposition Sanction Hits.
    • To be able to justify gaps from AML/CFT/ KYC and provide advisory to business / operations.


    • Degree in Law/ Accounting / Finance / Governance or Professional Qualifications.
    • Minimum 5 years of experience in Compliance related role.
    • Highly knowledgeable in Financial Services industry especially insurance.
    • Strong effective communicator in writing, business presentations and in interpersonal communication.
    • Resourceful, meticulous and the ability to multi-task a full spectrum of responsibilities.
    • Strong business acumen and organisation awareness to be an effective business partner to various Business Units.

    LI (TMIM)