- Ensure full compliance and enhance staff awareness to regulatory guidelines and operation procedures
- Perform review and testing for operational compliance and non-recurrence of audit items
- Compilation of the department's SOPs, review controls within them and ensure yearly review is performed
- Compilation of documents for audit requirement and provide input on audit observations feedbacks
- Monitor progress and updates of outstanding audit issues.
- Complete Operational Risk tools and initiatives roll-out within the agreed timeline
- Complete facilitation of risk and control identification and assessment for applicable processes
- A recognized Degree with a minimum of 5 years relevant banking experiences
- Knowledge of Global Market operations is a must
- Knowledge of Murex system is an added advantage
- Strong planning and organization skills, ability to develop work processes
- Excellent interpersonal skill
- Possess good people management and leadership skills
AVP, Risk - Kuala Lumpur, Malaysia - United Overseas Bank
Description
AVP, Risk & Control Unit, Global Market Operations (GMO)
Posting Date: 01-Jun-2023 Location:Kuala Lumpur, Wilayah Persekutuan, MY
Company: United Overseas Bank (Malaysia) BhdAbout UOB
United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices.
Our history spans more than 80 years. Over this time, we have been guided by our values — Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.
About the Department
The Global Market function leverages our in-depth knowledge of markets to provide timely financial advice, products and solutions to our clients. Together with our segment managers, we manage our clients' investment, liability and risk management needs through a comprehensive suite of treasury products and services across multiple asset classes.
Job Responsibilities
ASSURANCE
1. OPERATION RISK AND COMPLIANCE
2. POLICIES REVIEW, ADMINISTRATION AND DOCUMENTATION
3. AUDIT COORDINATION
4. LINE CONTROL AND RISK MANAGER (LRCM)
Job Requirements