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Kuala Lumpur

    Associate - Regulatory Compliance Solutions_Fund Services (Support HK Market) - Kuala Lumpur, Malaysia - TMF Group

    TMF Group
    TMF Group Kuala Lumpur, Malaysia

    6 days ago

    TMF Group background
    Full time
    Description

    Key Responsibilities:

  • Perform FATCA/CRS classification, due diligence, and reporting
  • Perform CDD/EDD procedures in accordance to AML/KYC regulations
  • Maintain proper records of the CDD documents/information
  • Prepare bank forms/W8 forms/CRS forms according to the defined FATCA/CRS classifications
  • Collaborate with Account Managers/Customers to collect outstanding documents / information for FATCA/CRS/AML/KYC due diligence
  • Prepare and monitor the investor KYC trackers for on-going due diligence
  • Keep abreast of industry developments and trends in order to review new legislation and compliance issues

    • Key Requirements:

  • A bachelor's degree or equivalent from a recognized university or college, law knowledge or studies is an advantage
  • 1-year relevant experience is preferred. Fresh graduate will also be considered
  • Sound knowledge on FATCA/CRS/AML/KYC is preferable
  • Good command of both spoken and written English and Chinese
  • Proficient in Microsoft Office suite, especially in Excel
  • Independent, detailed-mind and well organized
  • Strong sense of responsibility and initiative