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Senior Internal Compliance Executive
3 days ago
Shopee Malaysia Full timeJob Description: · Supports the development and maintenance of frameworks and policies relating to anti-fraud and anti-corruption compliance · Develop training, communications materials and plans related to fraud / corruption risk management · Liaise and collaborate with various ...
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Manager, Icimb
15 hours ago
CIMB Group MalaysiaResponsible to support the management of operational risk and regulatory risk for units under purview in Group Operations MY as stated in the appointment letter. · - Execute operational risk framework with the support from HOD/RCS as per Group Non · - Financial Risk Management (" ...
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Manager, Finance
15 hours ago
CIMB Group Malaysia**Manager RCS - Quality Assurance, Group Finance Risk Control Unit MY · **Purpose of Role** · - An independent staff assigned by business / function (not involved in the execution of the control) to perform the Controls Effectiveness Testing ("CET") and Key Risk Indicator Monitor ...
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Marketing Executive, Petaling Jaya
3 days ago
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CIMB Group Malaysia**Secretariat Team** · - Assist in the day-to-day running of GPOC/MPAC Secretariat and attending to correspondences/ queries to the Secretariats on GPOC/MPAC related matters. · - Review and assess the policies and procedures (P&P) proposal submissions (for completion of the requi ...
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Assistant Vice President, Ccpf
3 days ago
CIMB Group MalaysiaStrategy and Planning · - Develops and execute strategies and business plans to build Portfolio Sales Products. Drives and implements digital initiatives to enhance the performance of portfolio sales · Business Performance and Management · - Drives P&L growth and portfolio sales ...
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CIMB Group Malaysia**JOB TITTLE PERSONAL FINANCIAL CONSULTANT (PFC)** · Reports To: Branch Manager · Other Reporting Relationship: Segment Manager · **Job Purpose** · Actively market and sell all core consumer products, primarily to branch walk-in customers. · The Personal Financial Consultant exec ...
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CIMB Group MalaysiaSales Planing- To actively identify and pursue sales opportunity by: · - Generating new leads through asking for referrals, networking with lawyers, real estate agents, data mining existing depositors for additional opportunities etc. · - Following up on leads promptly · - Execut ...
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CIMB Group MalaysiaKey Products- Retail Loan · - ASB Financing · - Personal Financing · - Wealth Management · - Credit Card · - Bancassurance · **KEY RESPONSIBILITIES** · - Sales Planing- To actively identify and pursue sales opportunity by: · - Generating new leads through asking for referrals, ne ...
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Assistant Tax
4 days ago
Fonterra Malaysia**General Information**: · - Date Published- 28-Aug-2023- Advertising Ends- 28-Sep-2023- Country- Malaysia- Location- Malaysia- Role Type- Accounting & Commercial- Work Type- Permanent- ID#- 5997**Position Description**: · **Role Purpose**: · The Assistant Manager - Tax & Complia ...
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IT Compliance Analyst
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Financial Services Consultant, Pusat Perdagangan
15 hours ago
CIMB Group Malaysia**Sales Planning **"- To promote and professionally sell a wide range of Bancassurance life insurance products to the Bank's existing and potential customers. · - To provide professional advice and on appropriate financial products based on customer need. · - To ensure customer s ...
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Casualty Underwriting
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Chubb MalaysiaThe position is responsible for developing and securing business opportunities and executing the strategies for the Casualty business which includes working with partners and distribution channels (agency, broking, direct, banking and group related) to drive activity, build relat ...
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CIMB Group MalaysiaJOB TITTLE- PERSONAL FINANCIAL CONSULTANT (PFC)- Grade- U8.S- Location- Branch- Reports To- Branch Manager- Other Reporting Relationship- Segment Manager- Job Purpose- Actively market and sell all core consumer products, primarily to branch walk-in customers. The Personal Financi ...
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CIMB Group Malaysia**JOB DESCRIPTION** · **JOB TITTLE** · **PERSONAL FINANCIAL CONSULTANT (PFC)** · - Grade- Location- Branch- Reports To- Branch Manager- Other Reporting Relationship- Segment Manager- Subordinates- Job Purpose- Actively market and sell all core consumer products, primarily to bran ...
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Aml Team Lead, Csd
2 days ago
CIMB Group MalaysiaStrategy and Planning · - Executes project definition & team KPI and translating business requirements into technical specifications, KPI & SOP. · - Review and prepare yearly KPI for team member · - Undertake any other duties assigned by Management from time to time. · Business P ...
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Preferred Business Manager, Rd 10 My
4 days ago
CIMB Group Malaysia**JOB DESCRIPTION** · **Organisation Structure** · **JOB TITLE** · **Preferred Business Manager (PBM)** · **Corporate Title** · - Manager - Vice President**Job Grade** · - U6.S**Company** · - CIMB Bank Berhad**Division** · - Consumer Banking**Department** · - Consumer Sales & Dis ...
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Associate Director, Tb
4 days ago
CIMB Group Malaysia**Key Responsibilities** · **Main Roles & Responsibilities**: · - Developing business strategies and defining development initiatives to position our products within Malaysia. · - Co-ordinating implementation of development initiatives, rollout and implementation planning of cash ...
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CIMB Group Malaysia**KEY RESPONSIBILITIES** · - Sales Planning & Execution- To promote and professionally sell a wide range of Bancassurance life · insurance products to the Bank's existing and potential customers. · - To provide professional advice and on appropriate financial products based on cu ...
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Sustainability Executive
5 days ago
HSS Group Malaysia**_Principal Responsibilities_** · - Develop and execute the company's sustainability strategy, incorporating environmental, social, and economic considerations. · - Conduct comprehensive assessments of our current practices to identify opportunities for improvement and sustainab ...
compliance executive - Malaysia - DXN Holdings Bhd
Description
Responsibilities
. Proficient in legal research, compliance & audit.. Conduct legal research and analyses the legal framework.
. Review agreements.
. Assist in the minutes of the meeting.
. Evaluate and enhance the effectiveness of internal controls.
. Assist the compliance officer in providing oversight and support to the Group on general compliance matters, including the adoption of Group policies, standards, and guidelines as required.
. Rollout of compliance awareness and learning materials for employees/representatives.
. Raise awareness about the various forms of corruption, the specific risks associated with positions, sectors, or functions within the organisation, and the consequences of corruption.
. Assist in anti-corruption risk assessment, identifying and analyzing internal and external corruption risks involved.
. Implement a thorough periodic assessment of the organization's corruption risk.
. Act as a contact point for regulators and external stakeholders relevant to compliance and regulatory issues, supporting the compliance officer.
. Monitor and review the compliance register, compliance incident register, compliance declaration form, enterprise RCS etc.
. Assist in conducting risk-based compliance reviews on business processes to identify gaps, promptly escalate issues/risks, and work with Business Units to implement timely remedial actions.
. Collaborate closely with the Group's business, legal, risk, project investments, and audit functions to assess the adequacy of the Group's compliance and risk management efforts.
. Recommend preventive and corrective measures at the management level and escalate any issues where non-compliance is not addressed.
. Assist the compliance officer in preparing and coordinating timely submission of all reports, ensuring proper documentation of reviews for the Board and other committees.
Requirements
. At least 3 years of experience comprising external & internal audit/ legal/ compliance relevant experience.. Hold a Degree in Law/ Accounting/ Finance/ Business, professional qualification in accounting, or certification in compliance related fields, etc.
. Proficient in legal research, compliance & audit.
. Able to independently manage legal conduct.
. Possess strong communication, interpersonal, and analytical skills.
